Document


 
 
 
 
OMB APPROVAL
 
UNITED STATES
 
 
OMB Number: 3235-0101
 
SECURITIES AND EXCHANGE COMMISSION
 
 
Expires : May 31, 2017
 
Washington, D.C. 20549
 
 
Estimated average burden
 
 
 
 
hours per response . . . . 1.00
 
 
 
 
 
 
FORM 144
 
 
SEC USE ONLY
 
 
 
 
DOCUMENT SEQUENCE NO.
 
NOTICE OF PROPOSED SALE OF SECURITIES
 
 
 
 
 
PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
 
 
CUSIP NUMBER
 
 
 
 
 
ATTENTION:
Transmit for filing 3 copies of this form concurrently with either placing an order with a broker to execute a sale
 
 
WORK LOCATION
or executing a sale directly with a market maker.
 
 
 
 
 
 
 
 
 
1 (a) NAME OF ISSUER (Please type or print)
(b)  IRS IDENT. NO.
(c) S.E.C. FILE NO.
 
 
 
Rexford Industrial Realty, Inc.
46-2024407
001-36008
 
 
 
1 (d) ADDRESS OF ISSUER
STREET
CITY STATE ZIP CODE
(e) TELEPHONE NO.
 
 
 
 
AREA CODE
NUMBER
11620 Wilshire Boulevard, Suite 1000
Los Angeles
CA
90025
310
966-1680
2 (a) NAME OF PERSON FOR WHOSE ACCOUNT THE SECURITIES ARE TO BE SOLD
 
(b) RELATIONSHIP TO ISSUER
(c) ADDRESS STREET
 
CITY STATE ZIP CODE
Adeel Khan
 
Officer
c/o Rexford Industrial Realty, Inc.
11620 Wilshire Boulevard, Suite 1000
Los Angeles, CA
90025
 
 
 
 
 
 
 
 
 
 
 
INSTRUCTION:
The person filing this notice should contact the issuer to obtain the IRS. Identification Number and the S.E.C. File Number.
 
 
 
 
 
 
 
 
 
 
3(a)
(b)
SEC USE ONLY
(c)
(d)
(e)
(f)
(g)
Title of the Class of Securities To Be Sold

Name and Address of Each Broker Through Whom the
Securities are to be Offered or Each Market Maker
 who is Acquiring the Securities
Broker-Dealer
File Number
Number of Shares
or Other Units
To Be Sold

(See instr. 3(c))
Aggregate
Market
Value

(See instr. 3(d))
Number of Shares
or Other Units
Outstanding

(See instr. 3(e))
Approximate
Date of Sale

(See instr. 3(f))
(MO. DAY YR.)
Name of Each
Securities
Exchange

(See inst. 3(g))
Common Stock
Fidelity Brokerage Services LLC
100 Summer Street
Boston, MA 02110
 
14,502
365,305
(As of May 9, 2017)
66,703,488
(As of May 1, 2017)
5/10/2017
NYSE





INSTRUCTIONS:
1.
(a)
Name of issuer
3.
(a)
Title of the class of securities to be sold
 
(b)
Issuer’s I.R.S. Identification Number
 
(b)
Name and address of each broker through whom the securities are intended to be sold
 
(c)
Issuer’s S.E.C. file number, if any
 
(c)
Number of shares or other units to be sold (if debt securities, give the aggregate face amount)
 
(d)
Issuer’s address, including zip code
 
(d)
Aggregate market value of the securities to be sold as of a specified date within 10 days prior to the filing of this notice
 
(e)
Issuer’s telephone number, including area code
 
(e)
Number of shares or other units of the class outstanding, or if debt securities the face amount thereof outstanding, as shown by the most recent report or statement published by the issuer
2.
(a)
Name of person for whose account the securities are to be sold
 
(f)
Approximate date on which the securities are to be sold
 
(b)
Such person’s relationship to the issuer (e.g., officer, director, 10% stockholder, or member of immediate family of any of the foregoing)
 
(g)
Name of each securities exchange, if any, on which the securities are intended to be sold
 
(c)
Such person’s address, including zip code
 
 
 
Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
SEC 1147 (08-07)





TABLE I ----- SECURITIES TO BE SOLD
Furnish the following information with respect to the acquisition of the securities to be sold
and with respect to the payment of all or any part of the purchase price or other consideration therefor:
Title of
the Class
Date You
Acquired
Nature of Acquisition Transaction
Name of Person from Whom Acquired
(If gift, also give date donor acquired)
Amount of
Securities Acquired
Date of
Payment
Nature of Payment
Common Stock
7/17/2014
Shares acquired pursuant to the Rexford Industrial Realty, Inc. and Rexford Industrial Realty, L.P. 2013 Equity Incentive Award Plan that vested on July 17, 2015.
N/A
9,592
N/A
N/A
Common Stock
7/24/2013
Shares acquired pursuant to the Rexford Industrial Realty, Inc. and Rexford Industrial Realty, L.P. 2013 Equity Incentive Award Plan that vested on July 24, 2015.
N/A
4,910
N/A
N/A
INSTRUCTIONS:
If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

 

TABLE II --- SECURITIES SOLD DURING THE PAST 3 MONTHS
Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.
Name and Address of Seller
Title of Securities Sold
Date of Sale
Amount of
Securities Sold
Gross Proceeds
 
 
 
 
 
REMARKS:
 
 
INSTRUCTIONS:    
 
ATTENTION:
See the definition of “person” in paragraph (a) of Rule 144, Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
 
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.







 
5/10/2017
 
 
/s/ Adeel Khan
 
 
Date of Notice
 
By:
Adeel Khan
 
 
 
 
 
Chief Financial Officer
 
DATE OF PLAN OF ADOPTION OR GIVING OF INSTRUCTION,
IF RELYING ON RULE 10B5-1
The notice shall be signed by the person for whose account the securities are to be sold. At least one copy of the notice shall be manually signed.Any copies not manually signed shall bear typed or printed signatures. 
    
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001).
SEC 1147 (02-08)